Private Placements

Our diversity is a strength for clients

Our team brings a unique, full-service, hands-on approach to working with our clients. We draw from a diverse background spanning buy-side, sell-side, legal, and issuer experience1.

The success of your transaction is our top priority, and we leverage our team’s global experience to deliver a superior outcome. We combine understanding your business and goals with market knowledge to provide advice and insights across changing market conditions.

Global relationships deliver individual success

We deliver success by leveraging relationships with an extensive global investor base that can support your company. Our track record is strong for leading ground-breaking and complex syndicated and “club-style” transactions for our clients across market segments.

Private placements are discreet in nature and are specific to each client. Our New York-based Private Placements team supports clients globally, guiding them through the structuring, documentation, marketing, and closing of the financing in the private placement market.

Our solutions

When working with our clients, we draw from our experience with issuers from Asia, Australia, Canada, Europe, Latin America, and the U.S. across a spectrum of structures, including:

  • Merger and acquisition facilities 
  • Corporate offerings
  • Project bonds
  • Leasing-backed notes

Seamless partnership around the world

We are part of a global financial institution and work closely with bankers of SMBC and its affiliates around the world. As our client, no matter where you are located or where your business thrives, you have access to a team that has the relevant experience to introduce you to institutional investors best suited to support you. To ensure a successful offering for you, we approach each opportunity as unique. As such, our team leverages SMBC’s industry-focused senior bankers to complement our advice, so we can make the most informed decision.

Attuned to market conditions

Our team of dedicated professionals prides itself on synthesizing market information and providing proactive suggestions and actionable insights that achieve your specific goals and objectives. Staying abreast of market dynamics is critical when providing guidance to a client. Regular conversations with the market’s leading investors and an awareness of the broader capital market’s themes ensure that we are up to speed and thoughtful when providing advice to our issuer clients.

In collaboration with SMBC Nikko Securities America, Inc.