SMBC

The Japanese Financial Services Agency (JFSA) is the 'home' regulator of Sumitomo Mitsui Banking Corporation (SMBC) and has a shared responsibility for regulating branches with the 'host' regulator of individual branches. Whilst the JFSA does not have direct responsibility for individual overseas subsidiaries, it does regulate them indirectly through its responsibilities for SMBC as a whole.

SMBC BRUSSELS BRANCH

SMBC Brussels Branch, Neo Building, Rue Montoyer 51, Box 6, 1000 Brussels, Belgium. Registre des Personnes Morales (Belgium company register) (RPM) Brussels: VAT BE 0413.172.884. SMBC host regulators in Belgium are the Financial Services & Markets Authority (FSMA) and the National Bank of Belgium. SMBC Brussels Branch is member of the Belgian deposit guarantee scheme.

SMBC DIFC BRANCH – DUBAI

SMBC DIFC Branch – Dubai, Building One, Fifth Floor, Gate Precinct, Dubai International Financial Centre, PO Box 506559, Dubai, United Arab Emirates. Registered with the Dubai International Financial Centre (DIFC) as a branch of SMBC, Tokyo, with DIFC licence number CL0185. SMBC DIFC Branch – Dubai is regulated by the Dubai Financial Services Authority (DFSA) with DFSA reference number F000223.

SMBC DÜSSELDORF BRANCH

SMBC Düsseldorf Branch, Prinzenallee 7, D-40549 Düsseldorf, Deutschland (Germany). Handelsregister (German trade register) Düsseldorf HR B 48338, UST-ID: DE 12 12 38067. Geschäftsleiter (managing directors): Michael Oellers, Haruhisa Okamoto. SMBC Düsseldorf Branch host regulators in Germany are Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority) (Bafin), and Deutsche Bundesbank. SMBC Düsseldorf Branch is a member of the German deposit guarantee scheme.

SMBC BI

SMBC Bank International plc (SMBC BI) is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Both regulators are the 'home' regulators of SMBC BI, and have a shared responsibility for regulating SMBC BI branches with the 'host' regulators of these branches as stated below. SMBC BI is incorporated in England & Wales, registered under number: 4684034. Registered office: 99 Queen Victoria Street, London, EC4V 4EH, United Kingdom. VAT number: 706 791 910.

SMBC BI was previously registered as Sumitomo Mitsui Banking Corporation Europe Limited (SMBCE).

SMBC BI PARIS BRANCH

SMBC BI Paris Branch, 1/3/5 rue Paul Cézanne, 75008 Paris, France. Succursale immatriculée au Registre du Commerce et des Sociétés de Paris sous le numéro (French trade and company register): 480 353 010 RCS Paris, et immatriculée au Registre des sociétés d'Angleterre et du Pays de Galles sous le numéro (incorporated in England & Wales number): 4684034. Capital de 3.200.000.000 US$ (capital stock: US$3.2bn). Siège social situé au (head office): 99 Queen Victoria Street, London, EC4V 4EH, Royaume-Uni (United Kingdom). SMBC BI Paris Branch host regulators in France are Autorité de Contrôle Prudentiel et de Résolution (Prudential Supervision & Resolution Authority) (ACPR) and Autorité des Marchés Financiers (Financial Markets Authority) (AMF).

DEPOSITS PLACED WITH SMBC BI

Eligible deposits held with SMBC BI are protected by the Financial Services Compensation Scheme (FSCS), the UK’s deposit guarantee scheme. Most corporate depositors (excluding financial institutions and most local authorities) are covered by this scheme.

For more information on the FSCS and the eligibility of corporate depositors visit: www.fscs.org.uk

SMBC EU

SMBC Bank EU AG (SMBC EU) is a CRR* credit institution established in Germany, authorised by the European Central Bank (ECB) and supervised by Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority) (BaFin). BaFin is the 'home' regulator of SMBC EU and has a shared responsibility for regulating its European branches with the 'host' regulators of these branches as stated below. SMBC EU is incorporated in Germany and in the Amtsgericht (district court) commercial register in Frankfurt am Main under HRB 110214, VAT-ID DE815784709. Registered office: Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany.

SMBC EU AMSTERDAM BRANCH

SMBC EU Amsterdam Branch, Zuidplein 130, WTC H-15, 1077 XV Amsterdam, the Netherlands. Kamer van Koophandel (Dutch chamber of commerce number): 74151851. SMBC EU is incorporated in Germany and registered in the Amtsgericht (district court) commercial register in Frankfurt am Main under HRB 110214, and regulated by BaFin. Maatschappelijk kapitaal: €5.100.000.000 (capital stock: €5.1bn). Maatschappelijke zetel (registered office): Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany. SMBC EU has been granted permission by De Nederlandsche Bank (Dutch Central Bank) (DNB) to provide services in the Netherlands as meant in Article 2:14 of Wet op het financieel toezicht (Dutch Financial Supervision Act) (Wft). The Amsterdam office is a branch of SMBC EU as defined in Article 2:14 of Wft and is registered as such with DNB and Autoriteit Financiële Markten (the Netherlands Authority for the Financial Markets) (AFM).

SMBC EU DUBLIN BRANCH

SMBC EU Dublin Branch, IFSC House, IFSC, Dublin 1, D01 R2P9, Ireland, is registered at the Companies Registration Office under number 909085 and regulated by the Central Bank of Ireland for conduct of business rules.

SMBC EU DÜSSELDORF BRANCH

SMBC EU Düsseldorf Branch, Prinzenallee 7, 40549 Düsseldorf, Germany, is a branch of SMBC EU incorporated in Germany, registered in the Amtsgericht (district court) commercial register in Frankfurt am Main under HRB 110214, VAT-ID DE815784709 and regulated by BaFin. Registered office: Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany.

SMBC EU SUCURSAL EN ESPAÑA (BRANCH IN SPAIN) – MADRID

SMBC EU Sucursal en España, Calle Pedro Teixeira, 8, Edificio Iberia Mart 1, Planta 4a, 28020 Madrid, Spain. SMBC EU host regulator in Spain is Banco de España (Bank of Spain).

SMBC EU MILAN BRANCH

SMBC EU Milan Branch, Via della Spiga 30 / Via Senato 25, 20121 Milan, Italy. Codice Fiscale e Iscrizione nel Registro delle Imprese di Milano-Monza-Brianza-Lodi (Italian tax code and companies register of Milan, Monza-Brianza and Lodi): 10679170968, REA MI 2549184. Iscrizione all’Albo delle Banche (Italian bank registration): 8083. ABI 03337. P.IVA 10679170968. Capitale sociale: €5.100.000.000 (capital stock: €5.1bn). Sede legale (registered office): Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany. SMBC EU Milan Branch host regulators in Italy are Banca d’Italia (Bank of Italy) and Commissione Nazionale per le Società e la Borsa (Italian Companies & Exchange Commission) (Consob).

SMBC EU PARIS BRANCH

SMBC Bank EU Paris Branch, 1/3/5 rue Paul Cézanne, 75008 Paris, France. Branch registered in the Paris Trade and Companies Register under the number 892 331 653 R.C.S. Paris. SMBC Bank EU Paris Branch host state regulators in France are Autorité de Contrôle Prudentiel et de Résolution (Prudential Supervision & Resolution Authority) (ACPR) and Autorité des Marchés Financiers (Financial Markets Authority) (AMF).

SMBC EU PRAGUE BRANCH

SMBC EU Prague Branch, International Business Centre, Pobřežní 3, 186 00 Praha 8, Czechia. Identification number: 07920245. Registered under the laws of Czechia in the commercial register maintained by the Municipal Court in Prague, file number A79089. SMBC EU Prague Branch host regulator in Czechia is Česká Národní Banka (Czech National Bank).

*Capital Requirements Regulation (EU) No. 575/2013.

SMFD

Sumitomo Mitsui Finance Dublin Limited (SMFD), with a registered address at La Touche House, IFSC, Dublin 1, D01 R5P3, Ireland, is registered at the Companies Registration Office under number 149545.

SMBCR

JSC Sumitomo Mitsui Rus Bank (SMBCR) is authorised and regulated by the Central Bank of the Russian Federation.

SMBC Saudi

SMBC Advisory Services Saudi Arabia LLC (SMBC Saudi) is licensed by the Capital Market Authority (CMA) to conduct arranging business activities under licence number 19198‑30, obtained on 13 Jumada II 1440 Hijri (18 February 2019) and commenced security business in 05 Jumada II 1441 Hijri (30 January 2020).

SMBC Saudi is a wholly owned subsidiary of SMBC with paid capital of SAR 18,000,000.00. It is incorporated under the laws of Saudi Arabia with commercial registration number 1010613941 dated 10 Rabi II 1439 Hirji (28 December 2017).