SMBC

The Japanese Financial Services Agency (JFSA) is the 'home' regulator of Sumitomo Mitsui Banking Corporation (SMBC) and has a shared responsibility for regulating branches with the 'host' regulator of individual branches. Whilst the JFSA does not have direct responsibility for individual overseas subsidiaries, it does regulate them indirectly through its responsibilities for SMBC as a whole.

SMBC BRUSSELS BRANCH

SMBC Brussels Branch, Neo Building, Rue Montoyer 51, Box 6, 1000 Brussels, Belgium. Registre des Personnes Morales (Belgium company register) (RPM) Brussels: VAT BE 0413.172.884. SMBC host regulators in Belgium are the Financial Services & Markets Authority (FSMA) and the National Bank of Belgium. SMBC Brussels Branch is member of the Belgian deposit guarantee scheme.

SMBC DIFC BRANCH – DUBAI

SMBC DIFC Branch – Dubai, Building One, Fifth Floor, Gate Precinct, Dubai International Financial Centre, PO Box 506559, Dubai, United Arab Emirates. Registered with the Dubai International Financial Centre (DIFC) as a branch of SMBC, Tokyo, with DIFC licence number CL0185. SMBC DIFC Branch – Dubai is regulated by the Dubai Financial Services Authority (DFSA) with DFSA reference number F000223.

SMBC DÜSSELDORF BRANCH

SMBC Düsseldorf Branch, Prinzenallee 7, D-40549 Düsseldorf, Deutschland (Germany). Handelsregister (German trade register) Düsseldorf HR B 48338, UST-ID: DE 12 12 38067. Geschäftsleiter (managing directors): Michael Oellers, Jörg Legens, Yuichi Yamamura. SMBC Düsseldorf Branch host regulators in Germany are Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority) (Bafin), and Deutsche Bundesbank. SMBC Düsseldorf Branch is a member of the German deposit guarantee scheme.

SMBC FRANKFURT BRANCH

SMBC Frankfurt Branch, Main Tower, 17th Floor, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Deutschland (Germany). Handelsregister (German trade register) Frankfurt am Main HR B 104173, UST-ID: DE 12 12 38067. Geschäftsleiter (managing directors): Michael Oellers, Jörg Legens, Yuichi Yamamura. SMBC Frankfurt Branch host regulators in Germany are Bafin and Deutsche Bundesbank. SMBC Frankfurt Branch is member of the German deposit guarantee scheme.

SMBCE

Sumitomo Mitsui Banking Corporation Europe Limited (SMBCE) is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Both regulators are the 'home' regulators of SMBCE, and have a shared responsibility for regulating SMBCE branches with the 'host' regulators of these branches as stated below. SMBCE is incorporated in England, registered under number: 4684034. Registered office: 99 Queen Victoria Street, London, EC4V 4EH, United Kingdom. VAT number: 706 791 910.

SMBCE PARIS BRANCH

SMBCE Paris Branch, 1/3/5 rue Paul Cézanne, 75008 Paris, France. Succursale immatriculée au Registre du Commerce et des Sociétés de Paris sous le numéro (French trade and company register): 480 353 010 RCS Paris, et immatriculée au Registre des sociétés d'Angleterre sous le numéro (incorporated in England number): 4684034. Capital de 3.200.000.000 US$ (capital stock: US$3.2bn). Siège social situé au (head office): 99 Queen Victoria Street, London, EC4V 4EH, Royaume-Uni (United Kingdom). SMBCE Paris Branch host regulators in France are Autorité de Contrôle Prudentiel et de Résolution (Prudential Supervision & Resolution Authority) (ACPR) and Autorité des Marchés Financiers (Financial Markets Authority) (AMF).

DEPOSITS PLACED WITH SMBCE

Eligible deposits held with SMBCE are protected by the Financial Services Compensation Scheme (FSCS), the UK’s deposit guarantee scheme. Most corporate depositors (excluding financial institutions and most local authorities) are covered by this scheme.

For more information on the FSCS and the eligibility of corporate depositors visit: www.fscs.org.uk

SMBC EU

SMBC Bank EU AG (SMBC EU) is a CRR* credit institution established in Germany, authorised by the European Central Bank (ECB) and supervised by Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority) (BaFin). BaFin is the 'home' regulator of SMBC EU and has a shared responsibility for regulating its European branches with the 'host' regulators of these branches as stated below. SMBC EU is incorporated in Germany and in the Amtsgericht (district court) commercial register in Frankfurt am Main under HRB 110214, VAT-ID DE815784709. Registered office: Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany.

SMBC EU AMSTERDAM BRANCH

SMBC EU Amsterdam Branch, Zuidplein 130, WTC H-15, 1077 XV Amsterdam, the Netherlands. Kamer van Koophandel (Dutch chamber of commerce number): 74151851. SMBC EU is incorporated in Germany and registered in the Amtsgericht (district court) commercial register in Frankfurt am Main under HRB 110214, and regulated by BaFin. Maatschappelijk kapitaal: €450.000.000 (capital stock: €450m). Maatschappelijke zetel (registered office): Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany. SMBC EU has been granted permission by De Nederlandsche Bank (Dutch Central Bank) (DNB) to provide services in the Netherlands as meant in Article 2:14 of Wet op het financieel toezicht (Dutch Financial Supervision Act) (Wft). The Amsterdam office is a branch of SMBC EU as defined in Article 2:14 of Wft and is registered as such with DNB and Autoriteit Financiële Markten (the Netherlands Authority for the Financial Markets) (AFM).

SMBC EU DUBLIN BRANCH

SMBC EU Dublin Branch, IFSC House, IFSC, Dublin 1, D01 R2P9, Ireland, is registered at the Companies Registration Office under number 909085 and regulated by the Central Bank of Ireland for conduct of business rules.

SMBC EU SUCURSAL EN ESPAÑA (BRANCH IN SPAIN) – MADRID

SMBC EU Sucursal en España, Calle Pedro Teixeira, 8, Edificio Iberia Mart 1, Planta 4a, 28020 Madrid, Spain. SMBC EU host regulator in Spain is Banco de España (Bank of Spain).

SMBC EU MILAN BRANCH

SMBC EU Milan Branch, Via della Spiga 30 / Via Senato 25, 20121 Milan, Italy. Codice Fiscale e Iscrizione nel Registro delle Imprese di Milano-Monza-Brianza-Lodi (Italian tax code and companies register of Milan, Monza-Brianza and Lodi): 10679170968, REA MI 2549184. Iscrizione all’Albo delle Banche (Italian bank registration): 8083. ABI 03337. P.IVA 10679170968. Capitale sociale: €450.000.000 (capital stock: €450m). Sede legale (registered office): Main Tower, Neue Mainzer Straße 52-58, 60311 Frankfurt am Main, Germany. SMBC EU Milan Branch host regulators in Italy are Banca d’Italia (Bank of Italy) and Commissione Nazionale per le Società e la Borsa (Italian Companies & Exchange Commission) (Consob).

SMBC EU PRAGUE BRANCH

SMBC EU Prague Branch, International Business Centre, Pobřežní 3, 186 00 Praha 8, Czech Republic. Identification number: 07920245. Registered under the laws of the Czech Republic in the commercial register maintained by the Municipal Court in Prague, file number A79089. SMBC EU Prague Branch host regulator in the Czech Republic is Česká Národní Banka (Czech National Bank).

*Capital Requirements Regulation (EU) No. 575/2013.

SMFD

Sumitomo Mitsui Finance Dublin Limited (SMFD), with a registered address at La Touche House, IFSC, Dublin 1, D01 R5P3, Ireland, is registered at the Companies Registration Office under number 149545. Sumitomo Mitsui Finance Dublin Limited is regulated by the Central Bank of Ireland.

SMBCR

JSC Sumitomo Mitsui Rus Bank (SMBCR) is authorised and regulated by the Central Bank of the Russian Federation.