Sumitomo Mitsui Banking Corporation - Legal
Legal
Home  »  EMEA

This section of the website is issued by Sumitomo Mitsui Banking Corporation (SMBC) and Sumitomo Mitsui Banking Corporation Europe Limited (SMBCE).

SMBC Regulators

The Japanese Financial Services Agency (JFSA) is the “home” regulator of SMBC and has a shared responsibility for regulating branches with the individual branch’s “host” regulator. Whilst the JFSA does not have direct responsibility for individual overseas subsidiaries, it does regulate them indirectly through its responsibilities for SMBC as a whole.

SMBC Dubai Branch

Sumitomo Mitsui Banking Corporation, Dubai is registered with Dubai International Financial Centre as branch of Sumitomo Mitsui Banking Corporation, Tokyo. DIFC licence number CL0185. Regulated by Dubai Financial Services Authority with DFSA reference number F000223 and is located at Building One, 5th Floor,Gate Precinct, Dubai International Financial Centre, PO Box 506559, Dubai, UAE.

SMBC Düsseldorf Branch

Sumitomo Mitsui Banking Corporation, Filiale Düsseldorf, Prinzenallee 7, D-40549 Düsseldorf, Deutschland. Handelsregister Düsseldorf HR B 48338, UST-ID: DE 12 12 38067 Geschäftsleiter: Michael Oellers, Jörg Legens, Yuichi Yamamura. SMBC host regulators in Germany are the Bundesanstalt für Finanzdienstleistungsaufsicht and Deutsche Bundesbank.

SMBC Dusseldorf Branch is member of the German Deposit Guarantee Scheme
.

SMBC Frankfurt Branch

Sumitomo Mitsui Banking Corporation, Filiale Frankfurt, Bockenheimer Landstrasse 2-4, D-60306 Frankfurt am Main, Deutschland. Handelsregister Frankfurt am Main HR B 104173, UST-ID: DE 12 12 38067 Geschäftsleiter: Michael Oellers, Jörg Legens, Yuichi Yamamura. SMBC host regulators in Germany are the Bundesanstalt für Finanzdienstleistungsaufsicht and Deutsche Bundesbank.

SMBC Frankfurt Branch is member of the German Deposit Guarantee Scheme.



SMBC Brussels Branch

Sumitomo Mitsui Banking Corporation, Brussels Branch, Neo Building. Rue Montoyer 51, Box 6, 1000 Brussels, Belgium. VAT BE 0413.172.884, RPM Brussels. SMBC host regulators in Belgium are the Financial Services and Markets Authority and the National Bank of Belgium


SMBCE Regulators

Sumitomo Mitsui Banking Corporation Europe Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Both regulators are the “home” regulators of SMBCE and have a shared responsibility for regulating SMBCE branches with the “host” regulators of these branches as stated below.

Sumitomo Mitsui Banking Corporation Europe Limited (SMBCE) is incorporated in England, registered under number 4684034. SMBCE registered office: 99 Queen Victoria Street, London EC4V 4EH, United Kingdom. SMBCE VAT registration number: 706 791 910.

SMBCE Amsterdam Branch

Sumitomo Mitsui Banking Corporation Europe Limited, Amsterdam Branch, Strawinskylaan 1733, 1077 XX Amsterdam, Nederland. Kamer van Koophandel Amsterdam no. 53311442. Gereguleerd in het Verenigd Koninkrijk door Financial Services Authority. Handelsregister van Engeland en Wales no. 4684034. Maatschappelijk kapitaal USD 3,200,000,000. Maatschappelijke zetel: 99 Queen Victoria Street, London EC4V 4EH, Verenigd Koninkrijk. Sumitomo Mitsui Banking Corporation Europe Limited has been granted permission by the Dutch Central Bank (De Nederlandsche Bank) to provide services in the Netherlands as meant in Article 2:14 of the Dutch Financial Supervision Act (Wet op het financieel toezicht, "FSA").
The Amsterdam office is a branch of the aforementioned bank as meant in Article 2:14 FSA and is as such registered with the Dutch Central Bank (
www.dnb.nl) and the Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten, www.afm.nl).

SMBCE Dublin Branch

Sumitomo Mitsui Banking Corporation Europe Limited, Dublin Branch with an address at IFSC House, IFSC, Dublin 1 is registered at the Companies Registration Office under number 907373 and is regulated by the Central Bank of Ireland for conduct of business rules.

SMBCE Madrid Branch

Sumitomo Mitsui Banking Corporation Europe Limited, Madrid Branch, Office address: Calle Pedro Teixeira, 8, Edificio Iberia Mart 1, Planta 4a, 28020 Madrid Spain. SMBCE host regulator in Spain is the Banco de España

SMBCE Milan Branch

Sumitomo Mitsui Banking Corporation Europe Limited, Milan Branch, Codice Fiscale e Iscrizione nel Registro delle Imprese di Milano. 05430520964, REA Milano 182208. Iscrizione all’Albo delle Banche n. 5645. ABI 03337.3. P.IVA 05430520964. Capitale Sociale USD 3.200.000.000,00. Sede Legale: 99 Queen Victoria Street, London EC4V 4EH, Regno Unito. SMBCE host regulators in Italy are Banca d’Italia and Commissione Nazionale per le Società e la Borsa

SMBCE Paris Branch

Sumitomo Mitsui Banking Corporation Europe Limited, Paris Branch, 1/3/5 rue Paul Cézanne - 75008 Paris, France. 480 353 010 R.C.S Paris. Registre des sociétés d'Angleterre et du Pays de Galles no. 4684034. Capital de USD 3,200,000,000. Siège social: 99 Queen Victoria Street, London EC4V 4EH, Royaume-Uni. SMBCE host regulators in France are Autorité de Contrôle Prudentiel et de Résolution and Autorité des Marchés Financiers

SMBCE Prague Branch

Sumitomo Mitsui Banking Corporation Europe Limited, Prague Branch, Identification No.: 02837935, with seat at: Praha 8, Pobøežní 620/3, Postal Code: 18600, The Czech Republic, registered under the laws of the Czech Republic in the Commercial Register maintained by the Municipal Court in Prague, file No.: A76555, SMBCE host regulator in the Czech Republic is Èeské národní banka

Deposits placed with SMBCE

Eligible deposits held with SMBCE are protected by the Financial Services Compensation Scheme, the UK’s deposit protection scheme. Most corporate depositors (excluding financial institutions and most local authorities) are covered by this scheme.

For more information on the FSCS and the eligibility of corporate depositors please click on the links below or visit www.fscs.org.uk



Sumitomo Mitsui Finance Dublin

Sumitomo Mitsui Finance Dublin Limited, with a registered address at La Touche House, International Financial Services Centre, Custom House Docks, Dublin 1, Ireland is registered at the Companies Registration Office under number 149545.
Sumitomo Mitsui Finance Dublin Limited is regulated by the Central Bank of Ireland.

SMBC group

Banking Services offered by the SMBC group in and from the UK are exclusively offered by SMBCE. Within this website, all references to "SMBC group" refer to SMBC and SMBCE, except the Trade Finance section (please refer to About SMBC group Trade Finance)

Disclaimer

This website is for information purposes only and is a description of services which SMBC group offer to large corporate customers, banks and institutions. The services advertised are not available to individuals or private customers in the UK or elsewhere.

The provision of all services is subject to the restrictions of all applicable laws. Some of the services may be categorised as investment business for
 regulatory purposes and subject to specific restrictions.



Copyright © 2017 Sumitomo Mitsui Banking Corporation. All Rights Reserved.