1.2SMBC Nikko Securities Americas Inc202412024-04-04T20:18:10Z202410.000.000.000.000.000.000.000.000.000.000.000.000.000.000.00202420.000.000.000.000.000.000.000.000.000.000.000.000.000.000.0020243100.005.880.000.0094.12BANK OF AMERICA - MERRILL LYNCH OTCMLCO94.120.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Pursuant to SEC Rule 606 SMBC is required to disclose its payment for Order Flow practices SMBC does not accept any payment for order fow However SMBC may send certain equity orders to exchanges or electronic communication networks Some of those market centers may provide rebates to SMBC typically when certain liquidity is added or inversely when liquidity is removed depending upon the characteristics of the order and any subsequent execution thereof The Firm may also receive incremental pricing benefts from market centers based upon the aggregate trading volume generated by the Firm including volume not associated with client ordersJEFFERIES LLCJEFF5.88100.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Pursuant to SEC Rule 606 SMBC is required to disclose its payment for Order Flow practices SMBC does not accept any payment for order fow However SMBC may send certain equity orders to exchanges or electronic communication networks Some of those market centers may provide rebates to SMBC typically when certain liquidity is added or inversely when liquidity is removed depending upon the characteristics of the order and any subsequent execution thereof The Firm may also receive incremental pricing benefts from market centers based upon the aggregate trading volume generated by the Firm including volume not associated with client orders100.000.000.000.00100.00BANK OF AMERICA - MERRILL LYNCH OTCMLCO100.000.000.000.00100.000.00000.00000.00000.00000.00000.00000.00000.0000Pursuant to SEC Rule 606 SMBC is required to disclose its payment for Order Flow practices SMBC does not accept any payment for order fow However SMBC may send certain equity orders to exchanges or electronic communication networks Some of those market centers may provide rebates to SMBC typically when certain liquidity is added or inversely when liquidity is removed depending upon the characteristics of the order and any subsequent execution thereof The Firm may also receive incremental pricing benefts from market centers based upon the aggregate trading volume generated by the Firm including volume not associated with client orders0.000.000.000.000.00