02 Jun 2026

Tom Mercein Joins SMBC as Deputy Head of Nikko America

NEW YORK – June 2, 2026 – SMBC Group announced today that Tom Mercein has joined the bank as Deputy Head of SMBC Nikko Securities America, Inc. (Nikko America), where he will support continued growth across the region.

A managing director based in New York, Tom will continue to strengthen SMBC’s client connections, with a focus on alternative private credit providers.

Tom has more than three decades of experience in investment banking and capital markets and spent most of his career at Credit Suisse, with roles spanning Chairman and Chief Investment Officer of the Americas Pension Committee, Vice Chairman of Investment Banking and Capital Markets, and Global Head of Debt Capital Markets. Most recently, he served as CEO of Homium, a platform that transforms residential home equity into an institutional digital asset class.

Tom will report to Scott Ashby and Richard Eisenberg, Americas Co-Heads of Coverage and Capital Markets for SMBC.

“Tom is an experienced Wall Street veteran with deep corporate, sponsor, and buy-side relationships. His broad network will be an asset to SMBC’s continued growth in the region,” said Scott Ashby, who is also President of Nikko America.

About SMBC Group
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 150 offices and 120,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and ADRs on the New York (NYSE: SMFG) stock exchanges.

In the Americas, SMBC Group has a presence in the U.S., Canada, Mexico, Brazil, Chile, Colombia, and Peru. The Group’s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Americas Holdings, Inc., SMBC Nikko Securities America, Inc., SMBC Nikko Securities Canada, Ltd., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., SMBC Aviation Services, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd. (collectively, SMBC Group Americas Division).

Contact MediaRelationsAmericas@smbcgroup.com